Financial services provider
A person or business authorised to provide certain financial advice or intermediary services.
Definition
A financial services provider may be regulated under financial-sector laws and supervised by the FSCA. In disputes, the practical documents include advice records, mandates, disclosures, policy or product documents, complaint correspondence, and any ombud or regulator route already used.
Key takeaways
A person or business authorised to provide certain financial advice or intermediary services.
Banking and Finance
Book Banking and Finance Lawyer
Related legal problems
This glossary provides general information only and does not constitute legal advice.
Common situations
Financial advice complaint
Insurance or investment dispute
Mandate dispute
Related resources
Resources and guides
Banking and Finance Document Pack
Banking and Finance Document Pack: prepare Credit agreement, Loan agreement, Security documents and identify missing records before legal advice.
Banking and FinanceClient Document PackConsumer Complaint Evidence Pack
Consumer Complaint Evidence Pack: organise Receipt, Invoice, Contract and a dated evidence index before your consultation.
Consumer ProtectionChecklistCredit And Finance Checklist
Credit And Finance Checklist for preparing documents, facts, dates, and questions connected to banking and finance.
Banking and FinanceFAQs
Financial services provider FAQs
What does Financial services provider mean?
A person or business authorised to provide certain financial advice or intermediary services.
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